-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IcLUHNpF3jQH30T02tWFHEIHD+EEZibYAuDkJKHG9IuYnZlg+UfC0uZoGN4f+U0t GRNPij3XycwrotuKjoeMdg== 0000914260-98-000045.txt : 19980427 0000914260-98-000045.hdr.sgml : 19980427 ACCESSION NUMBER: 0000914260-98-000045 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980424 SROS: AMEX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PROVIDENCE & WORCESTER RAILROAD CO/RI/ CENTRAL INDEX KEY: 0000831968 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 050344399 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-39951 FILM NUMBER: 98600657 BUSINESS ADDRESS: STREET 1: 75 HAMMOND ST CITY: WORCESTER STATE: MA ZIP: 01610 BUSINESS PHONE: 5087554000 MAIL ADDRESS: STREET 1: PROVIDENCE & WORCESTER RAILROAD CO STREET 2: 75 HAMMOND STREET CITY: WORCESTER STATE: MA ZIP: 01610 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EDER ROBERT & LINDA CENTRAL INDEX KEY: 0001055724 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3601 S.E. OCEAN BLVD CITY: STUART STATE: FL ZIP: 34996 BUSINESS PHONE: 5612250910 SC 13G/A 1 SCHEDULE 13G - AMENDMENT NO. 1 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rule 13d-1(b) and (c) and Amendments Thereto Filed Pursuant to Rule 13d-2(b) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Under the Securities Exchange Act of 1934 (Amendment No. 1)* Providence and Worcester Railroad Company (Name of Issuer) Preferred Stock $50 par value per share (Title of Class of Securities) 743737 20 7 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 743737 20 7 13G Page 2 of 6 Pages _______________________________________________________________________________ 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) Robert H. Eder _______________________________________________________________________________ 2 Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [ ] _______________________________________________________________________________ 3 SEC Use Only _______________________________________________________________________________ 4 Source of Funds (See Instructions) not applicable _______________________________________________________________________________ 5 Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e) _______________________________________________________________________________ 6 Citizenship or Place of Organization U.S. _______________________________________________________________________________ Number of 7 Sole Voting Power Shares 500 Beneficially ____________________________________________________________ Owned by 8 Shared Voting Power Each 0 Reporting ____________________________________________________________ Person With 9 Sole Dispositive Power 500 ____________________________________________________________ 10 Shared Dispositive Power 0 _______________________________________________________________________________ 11 Aggregate Amount Beneficially Owned by Each Reporting Person 500 _______________________________________________________________________________ 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] (See Instructions) _______________________________________________________________________________ 13 Percent of Class Represented by Amount in Row (11) 76.6% _______________________________________________________________________________ 14 Type of Reporting Person (See Instructions) IN _______________________________________________________________________________ CUSIP No. 743737 20 7 13G Page 3 of 6 Pages _______________________________________________________________________________ 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) Linda Eder _______________________________________________________________________________ 2 Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [ ] _______________________________________________________________________________ 3 SEC Use Only _______________________________________________________________________________ 4 Source of Funds (See Instructions) not applicable _______________________________________________________________________________ 5 Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e) _______________________________________________________________________________ 6 Citizenship or Place of Organization U.S. _______________________________________________________________________________ Number of 7 Sole Voting Power Shares 0 Beneficially ______________________________________________________________ Owned by 8 Shared Voting Power Each 0 Reporting ______________________________________________________________ Person With 9 Sole Dispositive Power 0 ______________________________________________________________ 10 Shared Dispositive Power 0 _______________________________________________________________________________ 11 Aggregate Amount Beneficially Owned by Each Reporting Person 0 _______________________________________________________________________________ 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] (See Instructions) _______________________________________________________________________________ 13 Percent of Class Represented by Amount in Row (11) none _______________________________________________________________________________ 14 Type of Reporting Person (See Instructions) IN _______________________________________________________________________________ CUSIP No. 743737 20 7 13G Page 4 of 6 Pages Item 1(a) Name of Issuer: Providence and Worcester Railroad Company Item 1(b) Address of Issuer's Principal Executive Offices: 75 Hammond Street, Worcester, Massachusetts 01601 Item 2(a) Name of Person Filing: Robert H. Eder and Linda Eder Item 2(b) Address of Principal Business Office or, if none, Residence: 3601 Southeast Ocean Boulevard, Suite 203, Stuart, Florida 34996 Item 2(c) Citizenship: U.S.A. Item 2(d) Title of Class of Securities: Preferred Stock Item 2(e) CUSIP Number: 743737 20 7 Item 3. If this statement is filed pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) ___ Broker or dealer registered under section 15 of the Act. (b) ___ Bank as defined in section 3(a)(6) of the Act. (c) ___ Insurance Company as defined in section 3(a)(19) of the Act. (d) ___ Investment Company registered under section 8 of the Investment Company Act of 1940. (e) ___ An investment adviser in accordance with section 240.13d-1(b)(1)(ii)(E). (f) ___ An employee benefit plan or endowment funds in accordance with section 240.13d-1(b)(1)(ii)(F). (g) ___ A parent holding company in accordance with section 240.13d-1(b)(1)(ii)(G). (h) ___ A savings association as defined in section 3(b) of the Federal Deposit Insurance Act. (i) ___ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act pf 1940. (j) ___ Group, in accordance with section 240.13d-1(b)(1)(ii)(J). If this statement is filed pursuant to section 240.13d-1(c), check this box [ ]. Item 4. Ownership. If the percent of the class owned, as of December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d-1(b)(2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire. The following information reflects Mr. Eder's ownership giving effect to the July 4, 1994 reclassification of the Preferred Stock which converted all of the outstanding shares of the then-existing Preferred Stock to either Common Stock on a 1-for-1 basis or, for eligible shareholders, to new Preferred Stock on a 100-for-1 basis. CUSIP No. 743737 20 7 13G Page 5 of 6 Pages (a) Amount Beneficially Owned: 500 shares (b) Percent of Class: 76.6% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 500 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 500 (iv) shared power to dispose or to direct the disposition of: 0 As of December 31 of the year covered by the statement and as of the date of this statement, Ms. Eder did not and does not beneficially own any shares of Preferred Stock. Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof either reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ X ]. Only one reporting person, Linda Eder, has ceased to be the beneficial owner of more than five percent of the Preferred Stock. Robert H. Eder continues to be the beneficial owner of more than five percent of the Preferred Stock. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable Item 8. Identification and Classification of Members of the Group. Not applicable Item 9. Notice of Dissolution of Group. Not applicable Item 10. Certification. Not applicable CUSIP No. 743737 20 7 13G Page 6 of 6 Pages SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. /s/ Robert H. Eder Robert H. Eder /s/ Linda Eder Linda Eder Dated: April 22, 1998 -----END PRIVACY-ENHANCED MESSAGE-----